Title:

Cfr Title 17 Pts 1-40 ; Code Of Federal Regulations (2023)

Agency Publisher:

National Archives and Records Administration (NARA)

Office of the Federal Register (OFR)

Format:

Paperback

USA Price:

$65.00 Display Foreign Price

Stock:

In stock

GPO Stock Number:

869-098-00054-0

Description

Prepared and regularly updated by specific Federal agencies, then published by the Office of Federal Register (OFR) 17 CFR, Pts. 1-40, includes rules, regulations, procedures, and administrative procedures associated with Title 17 Commodity and Securities Exchanges.

Table of Contents

Part 1 General Regulations Under the Commodity Exchange Act 1.1 – 1.75

Part 2 Official Seal 2.1 – 2.4

Part 3 Registration 3.1 – 3.75

Part 4 Commodity Pool Operators and Commodity Trading Advisors 4.1 – 4.41

Part 5 Off-Exchange Foreign Currency Transactions 5.1 – 5.25

Part 7 Registered Entity Rules Altered or Supplemented by the Commission 7.1

Part 8 [Reserved]

Part 9 Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions 9.1 – 9.33

Part 10 Rules of Practice 10.1 – 10.114

Part 11 Rules Relating to Investigations 11.1 – 11.8

Part 12 Rules Relating to Reparations 12.1 – 12.408

Part 13 Procedures for Petitions for Rulemaking 13.1 – 13.2

Part 14 Rules Relating to Suspension or Disbarment from Appearance and Practice 14.1 – 14.10

Part 15 Reports—General Provisions 15.00 – 15.06

Part 16 Reports by Contract Markets and Swap Execution Facilities 16.00 – 16.07

Part 17 Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers 17.00 – 17.04

Part 18 Reports by Traders 18.00 – 18.06

Part 19 Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in Cotton 19.00 – 19.10

Part 20 Large Trader Reporting for Physical Commodity Swaps 20.1 – 20.11

Part 21 Special Calls 21.00 – 21.06

Part 22 Cleared Swaps 22.1 – 22.17

Part 23 Swap Dealers and Major Swap Participants 23.1 – 23.704

Part 30 Foreign Futures and Foreign Options Transactions 30.1 – 30.13

Part 31 Leverage Transactions 31.1 – 31.29

Part 32 Regulation of Commodity Option Transactions 32.1 – 32.5

Part 33 Regulation of Commodity Option Transactions That Are Options on Contracts of Sale of a Commodity for Future Delivery 33.1 – 33.11

Part 34 Regulation of Hybrid Instruments 34.1 – 34.3

Part 35 Swaps in an Agricultural Commodity (Agricultural Swaps) 35.1

Part 36 Trade Execution Requirement 36.1

Part 37 Swap Execution Facilities 37.1 – 37.1501

Part 38 Designated Contract Markets 38.1 – 38.1201

Part 39 Derivatives Clearing Organizations 39.1 – 39.51

Part 40 Provisions Common to Registered Entities 40.1 – 40.12

Audience

Lawyers, law librarians and law students should be familiar with the Code of Federal Regulations. Law libraries and some academic libraries should have a copy of this publication for their patrons.